Broker Check

Company Facts

  • TFA is designed to serve middle income individuals and families
  • TFA, in 2015, was ranked by InvestmentNews as the fifth largest U.S. broker/dealer based on the number of representatives, and the No. 1 broker/dealer based on the percentage of women advisors*
  • TFA a Transamerica Company - other Transamerica companies include Transamerica Asset Management, Inc. and Transamerica Premier Life Insurance Company
  • TFA is a member firm of FINRA and the Securities Investor Protection Corporation (SIPC)
  • TFA is an SEC Registered Investment Advisor

*InvestmentNews, Broker-Dealer Rankings, B-D Data Center, www., accessed May 6, 2015; InvestmentNews, “The Independent Broker-Dealers with the Most Female Advisers,” April 29, 2015.

More Info

TFA Representatives are independent, enabling them to offer products from several industry-leading providers so they can recommend the appropriate product for a client’s needs